| THE COMPETITION LAW,2002 AND ITS | | | | adopted to meet the competition; or |
| DEVELOPEMENTAL FACTORS | | | | (b) limits or restricts— |
| | | | | (i) production of goods or provision of services |
| BY: | | | | or market therefor; or |
| | | | | (ii) technical or scientific development relating to |
| THAKAR FORAM* | | | | goods or services to the prejudice of consumers; or |
| | | | | (c) indulges in practice or practices resulting in |
| | | | | denial of market access 2[in any manner]; or |
| INTRODUCTION: | | | | (d) makes conclusion of contracts subject to |
| Today, the whole world is facing the thought cut | | | | acceptance by other parties of supplementary |
| competition and to stand ‘in’; every nation is | | | | obligations which, by their nature or according to |
| trying to pull their economy up. The globalization and | | | | commercial usage, have no connection with the |
| urbanization is also playing a good role in the same. | | | | subject of such contracts; or |
| To have a fair and healthy competition, our nation | | | | (e) uses its dominant position in one relevant |
| has set up a body – judicial body which is known | | | | market to enter into, or protect, other relevant |
| as the ‘competition commission of India’ | | | | market. |
| [CCI]. In India there was an act regarding the | | | | |
| competition in the market named MRTP Act | | | | 3. Regulation of combinations |
| [Monopolistic & Restrictive Trade Practice Act] | | | | Section-5. The |
| but as the time changed this act was not able to | | | | acquisition of one or more enterprises by one or |
| prevent the needed defense for the society and | | | | more persons or merger or amalgamation of |
| market, and thus new act named The Competition | | | | enterprises shall be a combination of such enterprises |
| Act enacted in 2002 which is widely known as the | | | | and persons or enterprises, if— |
| ‘antitrust act’ in United States. The | | | | (a) any acquisition where— |
| substance and practice of this act differ from | | | | (i) the parties to the acquisition, being the |
| jurisdiction to jurisdiction. | | | | acquirer and the enterprise, whose control, shares, |
| | | | | voting rights or assets have been acquired or are |
| In today’s world this law is being seen as the | | | | being acquired jointly have,— |
| way to provide better public services. The history of | | | | (A) either, in India, the assets of the value of more |
| this law was from the Roman Empire. | | | | than rupees one thousand crores or turnover more |
| | | | | than rupees three thousand crores; or |
| It is said that the competition act is, “an act to | | | | (ii) the group, to which the enterprise whose |
| provide, keeping in view of the economic | | | | control, shares, assets or voting rights have been |
| development of the country, for the establishment | | | | acquired or are being acquired, would belong after |
| of a commission to prevent practices having adverse | | | | the acquisition, jointly have or would jointly |
| effect on competition in the market, to protect the | | | | have,— |
| interest of consumers and to ensure freedom of | | | | (A) either in India, the assets of the value of more |
| trade carried on by other participants in the markets, | | | | than rupees four thousand crores or turnover more |
| in India, and for matters connected there with or | | | | than rupees twelve thousand crores; or |
| incidental thereto.” | | | | (b) acquiring of control by a person over an |
| | | | | enterprise when such person has already direct or |
| | | | | indirect control over another enterprise engaged in |
| OBJECTIVES: | | | | production, distribution or trading of a similar or |
| The preamble of this act states that this is an act to | | | | identical or substitutable goods or provision of a |
| establish a commission, protect the interest of the | | | | similar or identical or substitutable service, if— |
| consumers and ensure freedom of trade in markets | | | | (i) the enterprise over which control has been |
| in India. | | | | acquired along with the enterprise over which the |
| There are some elements or the objectives for the | | | | acquirer already has direct or indirect control jointly |
| act. | | | | have,— |
| 1. To prohibit the agreements or practices that | | | | (A) either in India, the assets of the value of more |
| restricts free trading and also the competition | | | | than rupees one thousand crores or turnover more |
| between two business entities. | | | | than rupees three thousand crores; or |
| 2. To ban the abusive situation of the market | | | | (ii) the group, to which enterprise whose control |
| monopoly. | | | | has been acquired, or is being acquired, would belong |
| 3. To provide the opportunity to the entrepreneur | | | | after the acquisition, jointly have or would jointly |
| for the competition in the market. | | | | have,— |
| 4. To have the international support and enforcement | | | | (A) either in India, the assets of the value of more |
| network across the world. | | | | than rupees four thousand crores or turnover more |
| 5. To prevent from anti-competition practices and to | | | | than rupees twelve thousand crores; or |
| promote a fair and healthy competition in the market. | | | | (c) any merger or amalgamation in which— |
| | | | | (i) the enterprise remaining after merger or the |
| SAFEGUARDING WELNESS PROVIDED BY THE ACT: | | | | enterprise created as a result of the amalgamation, |
| What has been prohibited? | | | | as the case may be, have,— |
| This law prohibits the deliberate exploitation of a | | | | (A) either in India, the assets of the value of more |
| dominant market position by a firm. it also prohibits | | | | than rupees one thousand crores or turnover more |
| the limiting access. And willful acquisition has also been | | | | than rupees three thousand crores; or |
| prohibited. | | | | (ii) the group, to which the enterprise remaining |
| Unlawful monopolization is an offence under the | | | | after the merger or the enterprise created as a |
| competition law and consists of following two | | | | result of the amalgamation, would belong after the |
| elements: | | | | merger or the amalgamation, as the case may be, |
| 1. Possession of market power in the relevant | | | | have or would have,— |
| market. And | | | | (A) either in India, the assets of the value of more |
| 2. The willful acquisition or maintenance of the power, | | | | than rupees four thousand crores or turnover more |
| as distinguished, from the growth and development. | | | | than rupees twelve thousand crores |
| There has been made an ‘anti-competition | | | | |
| agreement’ for the same. It includes; | | | | |
| 1. | | | | CONCLUSION: |
| 2. - Agreement to limited production or supply. | | | | India is a country of differences and thus, the US or |
| 3. - Agreement to allocate market. | | | | other model of this act may not work for India. India |
| 4. - Agreement to fix price. | | | | is waving its own chemistry for politics and social and |
| 5. - Big rigging or collusive bidding. | | | | economic conditions and so it might become a |
| 6. - Refusal price maintenance. & | | | | difficult task for India for the setting. And moreover |
| 7. - Exclusive supply. | | | | India is also taking the unique challenges from |
| | | | | judiciary. |
| The question arises is besides of all these why do | | | | |
| we need competition in the market? The answer is it | | | | Taking an example; |
| makes the enterprises more efficient and it gives a | | | | Mr. Dipak chatterji as the chairman of CCI was |
| wider choice to the consumers at lower prices, fair | | | | elected and the questions raised that he cannot |
| competition is beneficiary for all. | | | | stand above all the SC judges. Government arged |
| | | | | that ‘CCI is a body which need a experienced in |
| | | | | the field and which cannot be supplied by the |
| LEGISLATIVE DEVELOPMENT: | | | | judiciary people. But under Article 226 and 32 of the |
| Now, paying attention to the legislative part, the | | | | constitution of India the SC and HC respectively able |
| government has enacted the MRTP Act,1969 is the | | | | to exhibited such judicial activism and thus, the SC |
| first enactment to deal with the competition issued | | | | took a firm stand against government in January, the |
| and it came into force on 1st june,1970. The MRTP | | | | central govt. assured the SC that amendments would |
| Act was not well adequate for the market; thus, | | | | be made in the competition act to enable the chair |
| with some new notifications the Act of Competition, | | | | person and the member to be elected by a |
| 2002 had been enacted. | | | | committee presided over by the chief justice of India |
| The competition Act, 2002 received assent of the | | | | or his nominees. The SC on January 20, 2005 |
| president of India on January 13, 2003 and was | | | | disposed off the petition in the view of the |
| published in the gazette of India dated January 14, | | | | submission made by the govt. and thus, govt. made |
| 2003. Some of the sections of the act were brought | | | | CCI a truly functional body. |
| into force on March 31, 2003 and majority of the | | | | |
| other sections on July 19, 2003. However, the entire | | | | Here has given the comparison of both the MRTP |
| act has not came into force. | | | | and Competition Act: |
| The CCI is a body corporate having perpetual | | | | |
| succession and a common seal. The members of CCI | | | | |
| should be appointed by the central government and | | | | |
| the SC penal. | | | | 1 |
| Even under the article 38(1) of the constitution of | | | | Based on the pre-reforms scenario |
| India, social order on the bases of justice-regarding | | | | Based on the post-reforms scenario |
| political, economic and social reviews, this concept has | | | | 2 |
| been given. The new clause aims at equality in all | | | | Based on size as a factor |
| spheres of life. It would unable the state to have a | | | | Based on structure as a factor |
| national policy on wages and eliminate inequalities in | | | | 3 |
| various spheres of life. | | | | Competition offences implicit or not defined |
| And, the article 39, specifically deals with the | | | | Competition offences explicit and defined |
| principles of policy to be followed by the state for | | | | 4 |
| securing economic justice. | | | | Complex in arrangement and language |
| This article states: | | | | Simple in arrangement and language and easily |
| ‘ to ensure that the economic system should not | | | | comprehensible |
| result in concentration of wealth and means of | | | | 5 |
| production to the common detriment.’ | | | | 14 per se offences negating the principles of natural |
| | | | | justice |
| These both articles embody the jurisprudence | | | | 4 per se offences and all the rest subjected to rule |
| doctrine of ‘distributive justice’. The | | | | of reason. |
| constitution permits & even directs the state to | | | | 6 |
| administer what may be termed “distributive | | | | Frowns upon dominance |
| justice”. This concept in the sphere of | | | | Frowns upon abuse of dominance |
| law-making cannot, inter alia, the removal of | | | | 7 |
| economic inequalities rectifying the injustice resulting | | | | Registration of agreements compulsory |
| from dealing and transactions between unequal | | | | No requirement of registration of agreements |
| societies. | | | | 8 |
| | | | | No combinations regulation |
| MAJOR AREAS IN FOCUS: | | | | Combinations regulated beyond a high threshold limit. |
| 1. Anti-competitive agreements. | | | | 9 |
| Section-3. (1) No enterprise or association | | | | Competition Commission appointed by the |
| of enterprises or person or association of persons | | | | Government |
| shall enter into any agreement in respect of | | | | Competition Commission selected by a Collegium |
| production, supply, distribution, storage, acquisition or | | | | (search committee) |
| control of goods or provision of services, which | | | | 10 |
| causes or is likely to cause an appreciable adverse | | | | Very little administrative and financial autonomy for |
| effect on competition within India. | | | | the Competition Commission |
| (2) Any agreement entered into in contravention of | | | | Relatively more autonomy for the Competition |
| the provisions contained in sub-section (1) shall be | | | | Commission |
| void. | | | | 11 |
| (3) Any agreement entered into between enterprises | | | | No competition advocacy role for the Competition |
| or associations of enterprises or persons or | | | | Commission |
| associations of persons or between any person and | | | | Competition Commission has competition advocacy |
| enterprise or practice carried on, or decision taken | | | | role |
| by, any association of enterprises or association of | | | | 12 |
| persons, including cartels, engaged in identical or similar | | | | No penalties for offences |
| trade of goods or provision of services, which— | | | | Penalties for offences |
| (a) directly or indirectly determines purchase or sale | | | | 13 |
| prices; | | | | Reactive and rigid |
| (b) limits or controls production, supply, markets, | | | | Proactive and flexible |
| technical development, investment or provision of | | | | 14 |
| services; | | | | Unfair trade practices covered |
| (c) shares the market or source of production or | | | | Unfair trade practices omitted (consumer fora will |
| provision of services by way of allocation of | | | | deal with them) |
| geographical area of market, or type of goods or | | | | 15 |
| services, or number of customers in the market or | | | | Does not vest MRTP Commission to inquire into |
| any other similar way; | | | | cartels of foreign origin in a direct manner. |
| (d) directly or indirectly results in bid rigging or | | | | Competition Law seeks to regulate them. |
| collusive bidding,shall be presumed to have an | | | | 16 |
| appreciable adverse effect on competition: | | | | Concept of ‘Group’ Act had wider import |
| Provided that nothing contained in this sub-section | | | | and was unworkable |
| shall apply to any agreement entered into by way of | | | | Concept has been simplified |
| joint ventures if such agreement increases efficiency | | | | 1. And by this view we can assure that the |
| in production, supply, distribution, storage, | | | | Competition Act, 2002 is needed for the country. |
| acquisition or control of goods or provision of | | | | |
| services. | | | | |
| Explanation.—For the purposes of this sub-section, | | | | |
| “bid rigging” means any agreement, between | | | | |
| enterprises or persons referred to in sub-section (3) | | | | |
| engaged in identical or similar production or trading of | | | | |
| goods or provision of services, which has the effect | | | | |
| of eliminating or reducing competition for bids or | | | | |
| adversely affecting or manipulating the process for | | | | |
| bidding; | | | | |
| (4) Any agreement amongst enterprises or persons | | | | |
| at different stages or levels of the production chain | | | | |
| in different markets, in respect of production, supply, | | | | |
| distribution, storage, sale or price of, or trade in | | | | |
| goods or provision of services, including— | | | | |
| (a) tie-in arrangement; | | | | |
| (b) exclusive supply agreement; | | | | |
| (c) exclusive distribution agreement; | | | | |
| (d) refusal to deal; | | | | |
| (e) resale price maintenance,shall be an | | | | |
| agreement in contravention of sub-section (1) if such | | | | |
| agreement causes or is likely to cause an appreciable | | | | |
| adverse effect on competition in India. | | | | |
| | | | | |
| 2. Abuse of dominant position. | | | | |
| Section-4 | | | | |
| (a) directly or indirectly, imposes unfair or | | | | |
| discriminatory— | | | | |
| (i) condition in purchase or sale of goods or | | | | |
| services; or | | | | END NOTES: |
| (ii) price in purchase or sale (including predatory | | | | |
| price) of goods or service; or | | | | |
| Explanation.—For the purposes of this | | | | 1. |
| clause, the unfair or discriminatory condition in | | | | 2. |
| purchase or sale of goods or services referred to in | | | | 3. M.P.Jain, The Constitution of India. Nagpur |
| sub-clause (i) and unfair or discriminatory price in | | | | 4. Dr.Pandey, the constitutional law of India. |
| purchase or sale of goods (including predatory price) | | | | |
| or service referred to in sub-clause (ii) shall not include | | | | *first year student of B.A.LL.B.(HONS. |
| such discriminatory conditions or prices which may be | | | | |